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1007 Electric Ave, Vienna, VA 22180 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-19 |
Branch Locations
9999 Willow Creek Road, San Diego, CA 92131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navy Federal Financial Group, Llc | San Diego | CA | 05/2026 | Present |
| Navy Federal Investment Services, Llc | San Diego | CA | 05/2026 | Present |
| J.W. Cole Financial, Inc, | Tampa | FL | 02/2014 | 04/2017 |
| Cantella & Co., Inc. | Boston | MA | 04/2017 | 07/2019 |
| Raymond James Financial Services, Inc | Long Beach | CA | 07/2019 | 10/2020 |
| Raymond James Financial Services Advisors, Inc | Long Beach | CA | 07/2019 | 10/2020 |
| Kari Kari, Llc | Carlsbad | CA | 05/2020 | 12/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 12/2023 | 07/2025 |
| Wescom Financial Services, Llc | Pasadena | CA | 12/2023 | 05/2026 |
| Lpl Financial Llc | Pasadena | CA | 05/2025 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-11 |
| S66 | Uniform Combined State Law Examination | 2023-09-09 |
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