Regis J Rasmussen

Current Employers

Employment History

• 11/2013 → 03/2017
  Questar Capital Corporation
  Minneapolis, MN
• 11/2013 → 03/2017
  Questar Asset Management
  Minneapolis, MN
• 03/2017 → 06/2024
  Securities America, Inc.
  West Des Moines, IA
• 03/2017 → 06/2024
  Securities America Advisors
  West Des Moines, IA
• 06/2024 → 10/2024
  Osaic Wealth, Inc.
  West Des Moines, IA
• 06/2024 → 11/2024
  Osaic Wealth, Inc.
  West Des Moines, IA
• 11/2024 → Present
  Lpl Financial, Llc
  Des Moines, IA

Previous Registrations

• 2024-06-14 → 2024-11-12
  Osaic Wealth, Inc.
  West Des Moines, IA
• 2017-03-24 → 2024-06-14
  Securities America Advisors, Inc.
  Johnston, IA
  Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA
• 2013-11-18 → 2017-04-11
  Questar Asset Management, Inc.
  Minneapolis, MN
  Johnston, IA
• 2008-12-12 → 2013-11-19
  Edward Jones
  Urbandale, IA
  St Louis, MO
  Grimes, IA

Other Businesses

1- 10/2024 - Rasmussen Financial, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 2- 10/2024 - Health Insurance Premiums Received - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 0 Hours Per Month/ 2 Hours During Trading 3- 10/2024 - Regis James Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 160 Hours Per Month/ 8 Hours During Trading 4- 10/2024 - Rental Home - Real Estate Rental - Investment Related - Des Moines, IA - Start Date 11/01/2024 - 2 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-12-11