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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-21
  • NV RA
    APPROVED
    Since 2023-06-21

Branch Locations

750 E Warm Springs Rd Ste 300, Las Vegas, NV 89102 • United States

230 S Las Vegas Blvd, Las Vegas, NV 89101 • United States

3688 S Jones Blvd, Las Vegas, NV 89103 • United States

2014 W Craig Rd, North Las Vegas, NV 89032 • United States

3480 W Sahara Ave, Las Vegas, NV 89102 • United States

5840 W Craig Rd, Ste 140, Las Vegas, NV 89130 • United States

2860 West Centennial, North Las Vegas, NV 89084 • United States

4001 E Sunset Rd, Henderson, NV 89014 • United States

11590 South Eastern Ave, Henderson, NV 89052 • United States

3780 E Flamingo Rd, Las Vegas, NV 89121 • United States

3345 S Maryland Pkwy, Las Vegas, NV 89169 • United States

2017 N Nellis Blvd, Las Vegas, NV 89102 • United States

9935 South Eastern Ave, Las Vegas, NV 89183 • United States

9415 W Flamingo Rd, Las Vegas, NV 89147 • United States

400 N Green Valley Pkwy, Henderson, NV 89074 • United States

1501 W Warm Springs Rd, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Las Vegas NV 06/2016 06/2019
Bank Of America, N.A. Las Vegas NV 06/2016 06/2019
Morgan Stanley Las Vegas NV 06/2019 12/2020
Edward Jones St. Louis MO 12/2020 Present
Morgan Stanley Private Bank, N.A New York NY 07/2019 12/2020
Nevada State Bank Las Vegas NV 06/2023 Present
Lpl Financial Llc Las Vegas NV 06/2023 Present
  • 06/2016 → 06/2019
    Merrill Lynch Pierce Fenner & Smith
    Las Vegas, NV
  • 06/2016 → 06/2019
    Bank Of America, N.A.
    Las Vegas, NV
  • 06/2019 → 12/2020
    Las Vegas, NV
  • 12/2020 → Present
    St. Louis, MO
  • 07/2019 → 12/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2023 → Present
    Nevada State Bank
    Las Vegas, NV
  • 06/2023 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

1) 5/16/2023 -NSB Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-19
  • S66 Uniform Combined State Law Examination
    2016-09-19
Other Names
  • Farrell Neil Olazo Dela Cruz
  • Farrell Neil Dela Cruz
  • Farrell Neil O Dela Cruz
  • Neil Dela Cruz

View on SEC IAPD

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