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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-06-21 |
Branch Locations
750 E Warm Springs Rd Ste 300, Las Vegas, NV 89102 • United States
230 S Las Vegas Blvd, Las Vegas, NV 89101 • United States
3688 S Jones Blvd, Las Vegas, NV 89103 • United States
2014 W Craig Rd, North Las Vegas, NV 89032 • United States
3480 W Sahara Ave, Las Vegas, NV 89102 • United States
5840 W Craig Rd, Ste 140, Las Vegas, NV 89130 • United States
2860 West Centennial, North Las Vegas, NV 89084 • United States
4001 E Sunset Rd, Henderson, NV 89014 • United States
11590 South Eastern Ave, Henderson, NV 89052 • United States
3780 E Flamingo Rd, Las Vegas, NV 89121 • United States
3345 S Maryland Pkwy, Las Vegas, NV 89169 • United States
2017 N Nellis Blvd, Las Vegas, NV 89102 • United States
9935 South Eastern Ave, Las Vegas, NV 89183 • United States
9415 W Flamingo Rd, Las Vegas, NV 89147 • United States
400 N Green Valley Pkwy, Henderson, NV 89074 • United States
1501 W Warm Springs Rd, Henderson, NV 89014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | Las Vegas | NV | 06/2016 | 06/2019 |
| Bank Of America, N.A. | Las Vegas | NV | 06/2016 | 06/2019 |
| Morgan Stanley | Las Vegas | NV | 06/2019 | 12/2020 |
| Edward Jones | St. Louis | MO | 12/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2019 | 12/2020 |
| Nevada State Bank | Las Vegas | NV | 06/2023 | Present |
| Lpl Financial Llc | Las Vegas | NV | 06/2023 | Present |
1) 5/16/2023 -NSB Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-19 |
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