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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-29 |
| KY | RA | APPROVED | 2017-06-21 |
Branch Locations
75 Cavalier Blvd Ste. 316, Florence, KY 41042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Cincinnati | OH | 08/2008 | 06/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Fort Wright | KY | 03/2009 | 06/2017 |
| Insurance Services Of Northern Kentucky | Wilder | KY | 01/2013 | 11/2016 |
| Ryan Pitts-Personal | Covington | KY | 08/2012 | 08/2017 |
| Nku Alumni Association | Highland Heights | KY | 09/2013 | Present |
| Northern Kentucky Chamber Of Commerce | Fort Mitchell | KY | 09/2015 | Present |
| Insurance Services Of Northern Kentucky | Wilder | KY | 01/2013 | Present |
| Cove Fcu | Edgewood | KY | 12/2015 | Present |
| Silver Oak Securities Inc | Jackson | TN | 06/2017 | Present |
| Retirement Security Group | Florence | KY | 06/2017 | Present |
1) 3/2009-Present, Various Insurance Carriers, Fort Wright, KY, Invest-Related: Y, Insurance Sales, Insurance Agent. 1/2013-Present, Insurance Services of Northern Kentucky, Wilder, KY, Invest-Related: N, Property & Casualty Agent, 32 hours/month, 6 hours/day during securities trading. 2) 9/2015-Present, Northern Kentucky Chamber of Commerce, Fort Mitchell, KY, Committee member, Local non-profit business network, Invest-Related: N, 1 hour/month, 0 hours/day during securities trading. 3) 6/2017-present, Retirement Security Group, 75 Cavalier Blvd., Ste. 316, Florence, KY 41042, owner, 160 hours per month, 140 hours during security trading hours, not investment related, securities and advisory services offered through Silver Oak Securities, Inc. 4) 09/2018 - Present, Partner, Next Level at Norris Lake, LLC, not investment related, 8 hours spent per month outside of trading hours 5) COVE Federal Credit Union,Is Not Investment Related,,Credit Union,Board Member,2020-08-01,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"As a director, I oversee its management and review the affairs of the credit union. Lead the organization toward the accomplishment of its mission."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-18 |
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