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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-29
KY RA APPROVED 2017-06-21
  • TX RA
    APPROVED
    Since 2021-01-29
  • KY RA
    APPROVED
    Since 2017-06-21

Branch Locations

75 Cavalier Blvd Ste. 316, Florence, KY 41042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Cincinnati OH 08/2008 06/2017
Various Insurance Carriers For W&R Insurance Agencies Fort Wright KY 03/2009 06/2017
Insurance Services Of Northern Kentucky Wilder KY 01/2013 11/2016
Ryan Pitts-Personal Covington KY 08/2012 08/2017
Nku Alumni Association Highland Heights KY 09/2013 Present
Northern Kentucky Chamber Of Commerce Fort Mitchell KY 09/2015 Present
Insurance Services Of Northern Kentucky Wilder KY 01/2013 Present
Cove Fcu Edgewood KY 12/2015 Present
Silver Oak Securities Inc Jackson TN 06/2017 Present
Retirement Security Group Florence KY 06/2017 Present
  • 08/2008 → 06/2017
    Waddell & Reed, Inc.
    Cincinnati, OH
  • 03/2009 → 06/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Fort Wright, KY
  • 01/2013 → 11/2016
    Insurance Services Of Northern Kentucky
    Wilder, KY
  • 08/2012 → 08/2017
    Ryan Pitts-Personal
    Covington, KY
  • 09/2013 → Present
    Nku Alumni Association
    Highland Heights, KY
  • 09/2015 → Present
    Northern Kentucky Chamber Of Commerce
    Fort Mitchell, KY
  • 01/2013 → Present
    Insurance Services Of Northern Kentucky
    Wilder, KY
  • 12/2015 → Present
    Cove Fcu
    Edgewood, KY
  • 06/2017 → Present
    Silver Oak Securities Inc
    Jackson, TN
  • 06/2017 → Present
    Retirement Security Group
    Florence, KY
Previous Registrations
  • 2008-12-19 → 2017-06-28
    Waddell & Reed
    West Chester, OH
    Edgewood, KY
Other Businesses

1) 3/2009-Present, Various Insurance Carriers, Fort Wright, KY, Invest-Related: Y, Insurance Sales, Insurance Agent. 1/2013-Present, Insurance Services of Northern Kentucky, Wilder, KY, Invest-Related: N, Property & Casualty Agent, 32 hours/month, 6 hours/day during securities trading. 2) 9/2015-Present, Northern Kentucky Chamber of Commerce, Fort Mitchell, KY, Committee member, Local non-profit business network, Invest-Related: N, 1 hour/month, 0 hours/day during securities trading. 3) 6/2017-present, Retirement Security Group, 75 Cavalier Blvd., Ste. 316, Florence, KY 41042, owner, 160 hours per month, 140 hours during security trading hours, not investment related, securities and advisory services offered through Silver Oak Securities, Inc. 4) 09/2018 - Present, Partner, Next Level at Norris Lake, LLC, not investment related, 8 hours spent per month outside of trading hours 5) COVE Federal Credit Union,Is Not Investment Related,,Credit Union,Board Member,2020-08-01,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"As a director, I oversee its management and review the affairs of the credit union. Lead the organization toward the accomplishment of its mission."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-18
  • S66 Uniform Combined State Law Examination
    2008-12-18
Designations
Other Names
  • Ryan Pitts

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