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Brian Allen West

West Financial Advisors, L.L.C.

Des Moines, IA

CRD 5586417

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Employer firm

West Financial Advisors, L.l.c. CRD 142265

$674M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
West Financial Advisors, L.L.C.

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-13
TX RA APPROVED_RES 2019-01-25
IA RA APPROVED 2008-09-12
  • AZ RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED_RES
    Since 2019-01-25
  • IA RA
    APPROVED
    Since 2008-09-12

Branch Locations

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Advisors, L.L.C. Des Moines IA 08/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-11
  • S65 Uniform Investment Adviser Law Examination
    2008-09-11

View on SEC IAPD

Nearby Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC

Nearby Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers

Nearby Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA

More in Des Moines, IA

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