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Brian Allen West

West Financial Advisors, L.L.C.

Des Moines, IA

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Current Employers
West Financial Advisors, L.L.C.

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-13
TX RA APPROVED_RES 2019-01-25
IA RA APPROVED 2008-09-12
  • AZ RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED_RES
    Since 2019-01-25
  • IA RA
    APPROVED
    Since 2008-09-12

Branch Locations

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Advisors, L.L.C. Des Moines IA 08/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-11
  • S65 Uniform Investment Adviser Law Examination
    2008-09-11

View on SEC IAPD

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OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA
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