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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-22 |
Branch Locations
21440 Victory Blvd, Woodland Hills, CA 91367-2422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woodland Hills | CA | 08/2008 | 10/2024 |
| Kinecta Financial & Insurance Services, Llc | Manhattan Beach | CA | 08/2004 | 10/2024 |
| Ameriprise Financial Services, Llc | Woodland Hills | CA | 10/2024 | Present |
Outside Employment; Kinecta Financial & Insurance Services; Financial and Operations Principal (FINOP); Kinecta Financial & Insurance Services. Limited purpose broker-dealer that receives commissions for the referral of customers to another broker-dealer. Firm is also a licensed insurance agency selling fixed insurance products.; 21440 Victory Blvd, , Woodland Hills, CA, 91367; Investment-Related; 08/09/2004; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-24 |
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