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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-22
  • CA RA
    APPROVED
    Since 2024-10-22

Branch Locations

21440 Victory Blvd, Woodland Hills, CA 91367-2422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Woodland Hills CA 08/2008 10/2024
Kinecta Financial & Insurance Services, Llc Manhattan Beach CA 08/2004 10/2024
Ameriprise Financial Services, Llc Woodland Hills CA 10/2024 Present
Previous Registrations
  • 2008-12-26 → 2024-10-28
    Westlake Village, CA
    Seal Beach, CA
    Laguna Hills, CA
    Costa Mesa, CA
    Huntington Beach, CA
    El Segundo, CA
    Manhattan Beach, CA
    Woodland Hills, CA
    El Segundo, CA
    Los Angeles, CA
    Gardena, CA
    Brea, CA
    El Segundo, CA
Other Businesses

Outside Employment; Kinecta Financial & Insurance Services; Financial and Operations Principal (FINOP); Kinecta Financial & Insurance Services. Limited purpose broker-dealer that receives commissions for the referral of customers to another broker-dealer. Firm is also a licensed insurance agency selling fixed insurance products.; 21440 Victory Blvd, , Woodland Hills, CA, 91367; Investment-Related; 08/09/2004; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-24
  • S66 Uniform Combined State Law Examination
    2008-12-24
Other Names
  • Gregory B Elia
  • Greg Elia
  • Gregory Baudenbach Elia
  • Greg Baudenbach Elia
  • Greg B Elia

View on SEC IAPD

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