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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-03-06 |
Branch Locations
4550 First Avenue, Evansville, IN 47710 • United States
5344 Pearl Dr., Evansville, IN 47712 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Evansville | IN | 11/2012 | Present |
| Fifth Third Securities | Evansville | IN | 11/2012 | Present |
Ford Event Center - Evansville, IN 47708 - event center - customer service - 10 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------- Deaconess - 600 Mary Steet Evansville IN 47710 - medical center - patient safety tech - 24 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-28 |
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