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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-01-19 |
| TX | RA | APPROVED_RES | 2017-12-22 |
| CA | RA | APPROVED | 2017-12-19 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Pasadena | CA | 08/2015 | 12/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2015 | 12/2017 |
| Cetera Investment Advisers Llc | Pasadena | CA | 08/2015 | 12/2017 |
| Lpl Financial Llc | San Diego | CA | 12/2017 | Present |
1. 01/29/2019 - No business name - Not investment related - Other - Uber Eats Delivery Service - Start Date:01/26/2019 - 5 hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-03 |
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