Luis Tavarez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 04/2018
  Jpmorgan Chase Bank
  Bronx, NY
• 01/2016 → 04/2018
  J.P. Morgan Securities Llc
  Bronx, NY
• 06/2018 → 06/2019
  New York Life Insurance Co
  New York, NY
• 06/2018 → 06/2019
  Nylife Securities Llc
  New York, NY
• 04/2018 → 06/2018
  Unemployed
  Bronx, NY
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2019 → Present
  Bank Of America, N.A.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-10-14
• S63 Uniform Securities Agent State Law Examination
  2016-06-17

Other Names

• Luis Tavarez
• Luis Tavarez
• Luis F Tavarez
• Luis Tavarez
• Luis Faustino Tavarez