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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-01-19 |
| TX | RA | APPROVED_RES | 2016-09-02 |
| WI | RA | APPROVED | 2014-10-20 |
Branch Locations
3913 W Prospect Ave Suite 301, Fox Valley, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Savides Rentals, Llc | Appleton | WI | 07/2013 | 04/2017 |
| Robert W. Baird & Co. Incorporated | Appleton | WI | 10/2014 | Present |
NAME OF OTHER BUSINESS: YMCA of the Fox Cities - Endowment Committee. INVESTMENT RELATED: Yes. ADDRESS: 229 E College Ave Appleton, WI 54911. NATURE OF OTHER BUSINESS: Charitable / Non-Profit POSITION: Endowment Committee Member. START DATE: 03/21/17. APPROX # OF HOURS/MONTH DEVOTED: Three meetings per year (1.5 hours each time). Committee can also meet on an as needed basis. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: None; meetings are generally early in the morning DUTIES: Oversee the management of the endowment fund (but not managing the assets myself). Attend meetings, assist in evaluating managers who will be responsible for managing assets.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-11 |
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