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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-18
TX RA APPROVED_RES 2017-04-27
WI RA APPROVED 1994-08-01
  • FL RA
    APPROVED
    Since 2018-06-18
  • TX RA
    APPROVED_RES
    Since 2017-04-27
  • WI RA
    APPROVED
    Since 1994-08-01

Branch Locations

3913 W Prospect Ave Suite 301, Fox Valley, WI 54914 • United States

Little Chute, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Neenah WI 08/1994 Present
Nmis Milwaukee WI 12/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-21
S63 Uniform Securities Agent State Law Examination 1989-01-04
  • S65 Uniform Investment Adviser Law Examination
    2007-03-21
  • S63 Uniform Securities Agent State Law Examination
    1989-01-04

View on SEC IAPD

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