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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-26
FL RA APPROVED 2018-08-17
WI RA APPROVED 1998-04-08
  • TX RA
    APPROVED_RES
    Since 2020-06-26
  • FL RA
    APPROVED
    Since 2018-08-17
  • WI RA
    APPROVED
    Since 1998-04-08

Branch Locations

3913 W Prospect Ave Suite 301, Fox Valley, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Neenah WI 12/1997 Present
Nmis Milwaukee WI 12/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-15
S63 Uniform Securities Agent State Law Examination 1998-04-07
  • S65 Uniform Investment Adviser Law Examination
    1998-04-15
  • S63 Uniform Securities Agent State Law Examination
    1998-04-07

View on SEC IAPD

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