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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-21 |
| FL | RA | APPROVED | 2018-08-17 |
| WI | RA | APPROVED | 2016-05-02 |
Branch Locations
3913 W Prospect Ave Suite 301, Fox Valley, WI 54914 • United States
Appleton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Milwaukee | WI | 02/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-28 |
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