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6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-25 |
Branch Locations
11700 Katy Freeway Suite #630, Houston, TX 77079 • United States
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Houston | TX | 08/2015 | 08/2017 |
| Penn Mutual Life Ins Co | Horsham | PA | 11/2017 | 02/2019 |
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2017 | 02/2019 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 01/2021 | Present |
| Wealth Development Strategies Investment Advisory, Inc | Houston | TX | 01/2018 | 03/2019 |
| Sphere Wealth Management, Llc | Fayetteville | AR | 02/2018 | 01/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-31 |
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