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Guillermo Salas

J.P. Morgan Securities LLC

Montebello, CA

CRD 5582112

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

896 W. Beverly Blvd, Montebello, CA 90640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Montebello CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Montebello CA 08/2011 Present
Previous Registrations
  • 2011-08-04 → 2012-10-01
    Chase Investment Services Corp.
    West Covina, CA
    La Puente, CA
    Covina, CA
    West Covina, CA
  • 2011-01-03 → 2011-08-02
    Moreno Valley, CA
    Alhambra, CA
    Pasadena, CA
  • 2008-10-16 → 2011-01-03
    Wells Fargo Investments, Llc
    La Puente, CA
    Moreno Valley, CA
    Covina, CA
    City Of Industry, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-15
  • S66 Uniform Combined State Law Examination
    2008-10-15
Other Names
  • Guillermo Salas-Huerta

View on SEC IAPD

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