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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-04
CA RA APPROVED 2019-01-15
  • TX RA
    APPROVED
    Since 2019-03-04
  • CA RA
    APPROVED
    Since 2019-01-15

Branch Locations

700 W Whittier Blvd, Montebello, CA 90640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montebello CA 06/2010 Present
Bank Of America, N.A. Montebello CA 06/2010 Present
Other Businesses

I*920288, Name of OBA:H & A concrete pump Address:La Puente, CA Investment Related: No Position, Title, Association: Director Employee Start Date: 9/1/2022 No Hours:0 Monthly No Hours during trading: 0 Duties: construction company that will use concrete pumps to pour concrete. I will be funding and financing the equipment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-14
  • S66 Uniform Combined State Law Examination
    2019-01-14
Other Names
  • Andy Guardado
  • Andy Eduardo Guardado

View on SEC IAPD

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