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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

812 S. Atlantic Blvd. Suite B, Monterey Park, CA 91754 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. La Verne CA 09/2011 04/2019
Kenny Vuong Insurance Agency La Verne CA 09/2011 04/2019
State Farm Vp Management Corp. Monterey Park CA 04/2019 Present
Kenny Vuong Insurance Agency Monterey Park CA 04/2019 Present
State Farm Investment Management Corp Monterey Park CA 07/2023 Present
  • 09/2011 → 04/2019
    State Farm Vp Management Corp.
    La Verne, CA
  • 09/2011 → 04/2019
    Kenny Vuong Insurance Agency
    La Verne, CA
  • 04/2019 → Present
    State Farm Vp Management Corp.
    Monterey Park, CA
  • 04/2019 → Present
    Kenny Vuong Insurance Agency
    Monterey Park, CA
  • 07/2023 → Present
    Monterey Park, CA
Other Businesses

1) Kenny Vuong's Insurance Agency; Insurance Agency; Investment-related; 812 S Atlantic Blvd Ste B Monterey Park, CA 91754-4744; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2011; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-04-12
  • S63 Uniform Securities Agent State Law Examination
    2010-04-12
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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