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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-05-05
CA RA APPROVED 2025-11-04
  • HI RA
    APPROVED
    Since 2026-05-05
  • CA RA
    APPROVED
    Since 2025-11-04

Branch Locations

459 S. Atlantic Blvd., Monterey Park, CA 91754 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Monterey Park CA 11/2010 11/2016
J.P. Morgan Securities Llc Monterey Park CA 10/2012 11/2016
W Hoa Sales Rosemead CA 08/2018 Present
Jpmc Bank Na (Southwest) Monterey Park CA 11/2016 Present
J.P. Morgan Securities Llc Monterey Park CA 11/2016 Present
  • 11/2010 → 11/2016
    Jp Morgan Chase Bank Na
    Monterey Park, CA
  • 10/2012 → 11/2016
    Monterey Park, CA
  • 08/2018 → Present
    W Hoa Sales
    Rosemead, CA
  • 11/2016 → Present
    Jpmc Bank Na (Southwest)
    Monterey Park, CA
  • 11/2016 → Present
    Monterey Park, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: ONLINE SELLER START DATE: 8/2/2018 ADDRESS: 7436 Rosemead, Ca DETAILS: ONLINE SALES OF MERCHANDISE. FOR EXAMPLE I BUY RARE NINTENDO WHEN THEY FIRST RELEASE AND MARK IT UP AND CLIENTS WILL PURCHASE THEM BECAUSE THEY ARE HARD TO FIND. IN ADDITION TO THAT I HAVE EXTRA KIDS STUFF AT HOME THAT I NO LONGER USE, I SELL THEM SECOND HAND ON APPS LIKE OFFER UP. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-04
S63 Uniform Securities Agent State Law Examination 2011-08-23
  • S66 Uniform Combined State Law Examination
    2025-11-04
  • S63 Uniform Securities Agent State Law Examination
    2011-08-23

View on SEC IAPD

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