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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

1611 W Beverly Blvd, Montebello, CA 90640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Manhattan Beach CA 06/2000 11/2018
Unionbanc Investment Services Manhattan Beach CA 04/2012 11/2018
U.S. Bank Montbello CA 12/2018 Present
U.S. Bancorp Investments, Inc. Montbello CA 12/2018 02/2026
U.S. Bancorp Advisors, Llc Montebello CA 02/2026 Present
  • 06/2000 → 11/2018
    Union Bank
    Manhattan Beach, CA
  • 04/2012 → 11/2018
    Unionbanc Investment Services
    Manhattan Beach, CA
  • 12/2018 → Present
    U.S. Bank
    Montbello, CA
  • 12/2018 → 02/2026
    Montbello, CA
  • 02/2026 → Present
    Montebello, CA
Previous Registrations
Other Businesses

Department of Public Social Services/Personal Assistance Service Council; Not investment-related; Pasadena, CA; Caregiver; Independent Contractor; Caregiver; 08/2024; 15 hours/month; 0 hours/trading; Temporary caregiver for his mother.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-09
S63 Uniform Securities Agent State Law Examination 2012-05-14
  • S65 Uniform Investment Adviser Law Examination
    2016-03-09
  • S63 Uniform Securities Agent State Law Examination
    2012-05-14

View on SEC IAPD

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