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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Manhattan Beach | CA | 06/2000 | 11/2018 |
| Unionbanc Investment Services | Manhattan Beach | CA | 04/2012 | 11/2018 |
| U.S. Bank | Montbello | CA | 12/2018 | Present |
| U.S. Bancorp Investments, Inc. | Montbello | CA | 12/2018 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Montebello | CA | 02/2026 | Present |
Department of Public Social Services/Personal Assistance Service Council; Not investment-related; Pasadena, CA; Caregiver; Independent Contractor; Caregiver; 08/2024; 15 hours/month; 0 hours/trading; Temporary caregiver for his mother.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-14 |
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