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David Michael Patton

Rbc Securities, Inc

New York, NY

Los Angeles, CA

Beverly Hills, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-01
  • CA RA
    APPROVED
    Since 2026-07-01

Branch Locations

400 Park Avenue, 8Th Floor, New York, NY 10022 • United States

Los Angeles, CA • United States

400 N. Roxbury Dr. 2Nd Floor, Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Beverly Hills CA 07/2007 05/2026
Wells Fargo Advisors Llc Beverly Hills CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 05/2026
Rbc Securities, Inc Beverly Hills CA 06/2026 Present
Previous Registrations
  • 2011-01-03 → 2026-05-25
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
    Los Angeles, CA
    El Segundo, CA
    West Hollywood, CA
    West Hollywood, CA
    Beverly Hills, CA
    Beverly Hills, CA
    West Hollywood, CA
    El Segundo, CA
    Beverly Hills, CA
  • 2008-10-02 → 2011-01-03
    Wells Fargo Investments, Llc
    West Hollywood, CA
Other Businesses

RENTAL PROPERTY, NOT INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START 2/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-01
  • S66 Uniform Combined State Law Examination
    2008-10-01

View on SEC IAPD

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