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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2017-10-10 |
Branch Locations
8706 South 700 East Suite 104, Sandy, UT 84070 • United States
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Salt Lake City | UT | 11/2010 | 10/2017 |
| Resources Investment Advisors | Overland Park | KS | 09/2017 | 12/2019 |
| Triad Advisors, Inc. | Norcross | GA | 10/2017 | 08/2024 |
| 401K Advisors Intermountain | Sandy | UT | 01/2008 | 02/2020 |
| Osaic Wealth, Inc. | Sandy | UT | 08/2024 | Present |
| Onedigital Investment Advisors Llc | Overland Park | KS | 02/2020 | Present |
1)OneDigital; investment related;8706 S 700 E,#104;retirement plan consulting;SVP;2/1/2020;160 hrs/month;6.5 hrs during trading ;lead local team of retirement plan specialists 2)Dall Recreation Holdings ,LLC; investment related;10494 Canyon Oak Circle ;set up an LLC for protection on a co-owned cabin;owner;1/1/2017;0 hrs/month;0 hrs during trading; owner 3) DALL FAMILY HOLDINGS POSITION: owner NATURE: This is a LLC to hold property I own part of. Some of which is only for personal use. 2 properties are for commercial use.One is an office building which is leased out. One is a nightly rental primarily rented on airbnb. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 27 Northridge Way, Sandy UT 84902, United States DESCRIPTION: I do some general accounting for the rental income that comes in.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-03 |
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