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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States

Brunswick, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Edison NJ 03/2009 03/2017
Mml Investors Services, Llc Warren NJ 03/2017 Present
Massmutual Life Insurance Co Warren NJ 07/2016 Present
  • 03/2009 → 03/2017
    Metlife Securities
    Edison, NJ
  • 03/2017 → Present
    Warren, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Warren, NJ
Previous Registrations
  • 2009-11-03 → 2017-03-25
    Msi Financial Services, Inc.
    Edison, NJ
Other Businesses

(1) NAME: UNITED HEALTHCARE INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: HEALTH, GROUP HEALTH POSITION: SALES, AGENT START: 5/10/2019 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (2) NAME: METLIFE AUTO AND HOME INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: PROPERTY/CASUALTY POSITION: SALES, AGENT START: 2010 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (3) NAME: INDEPENDENT INSURANCE AGENT INV REL: Y ADDR: AT RESIDENTIAL ADDERS NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT START: 8/28/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-18
S63 Uniform Securities Agent State Law Examination 2008-09-17
  • S65 Uniform Investment Adviser Law Examination
    2009-09-18
  • S63 Uniform Securities Agent State Law Examination
    2008-09-17

View on SEC IAPD

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