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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-12
  • WI RA
    APPROVED
    Since 2025-06-12

Branch Locations

2901 E Enterprise Ave, Appleton, WI 54913 • United States

711 Fifth Ave, Antigo, WI 54409 • United States

Kimberly, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 08/2008 Present
Thrivent Financial For Lutherans Appleton WI 08/2008 10/2022
Thrivent Financial Appleton WI 10/2022 01/2023
Thrivent Financial Appleton WI 01/2023 Present
  • 08/2008 → Present
    Appleton, WI
  • 08/2008 → 10/2022
    Thrivent Financial For Lutherans
    Appleton, WI
  • 10/2022 → 01/2023
    Thrivent Financial
    Appleton, WI
  • 01/2023 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

FREELANCE WEDDING MUSICIAN/ENTERTAINER POSITION: Musician/Entertainer NATURE: A relative of mine and I play music for private weddings (either live music on piano/guitar/bass or pre-recorded music). However, all wedding performances for 2020 have been canceled due to covid-19. Ongoing "gigs" may occur in future years but uncertain at this point. We've averaged about 4 weddings a year in the past two years. The private weddings are often for family or friends so compensation is usually minimal or sometimes even freeas a wedding gift. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/25/2015 ADDRESS: 103 W. First St., Kimberly WI 54136, United States DESCRIPTION: Communicating with a bride and groom on which music they want played for their wedding. Also carrying and setting up speakers, instruments, and chords. Practicing the music beforehand and attending rehearsals to practice timing for the actual weddings. Occasionally we will announce the wedding party as they enter or make announcements if needed at the private weddings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S63 Uniform Securities Agent State Law Examination 2008-09-09
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S63 Uniform Securities Agent State Law Examination
    2008-09-09
Other Names
  • Daniel Bekx

View on SEC IAPD

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