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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-17 |
| TX | RA | APPROVED | 2019-09-16 |
Branch Locations
6801 Five Star Blvd Ste A, Rocklin, CA 95677 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Roseville | CA | 07/2011 | 08/2019 |
| Lpl | Rocklin | CA | 09/2019 | Present |
1)01/2015 - Business Entity For Tax/Investment Purposes Only - NICOLAS DELYON, LLC - 100% - INVESTMENT RELATED - ROCKLIN, CA 95677 2)09/2019 - DBA for LPL Business (entity for LPL business) - DELYON WEALTH MANAGEMENT - 90% - INVESTMENT RELATED - ROCKLIN, CA 95677
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-04 |
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