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Stephens CRD 3496
$18.0B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-04 |
| TN | RA | APPROVED | 2011-02-18 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Memphis | TN | 02/2011 | 03/2017 |
| Stephens Inc. | Memphis | TN | 03/2017 | Present |
WBJ REAL ESTATE LLC - 1997 QUAIL CREEK COVE, MEMPHIS, TN 38119 - INVESTMENT RELATED - 50% OWNER - PASSIVE INVESTMENT IN REAL ESTATE - MARCH 2016 - 0 HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-20 |
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