William Ben James

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-04
TN	RA	APPROVED	2011-02-18

TX RA
APPROVED_RES

Since 2014-04-04
TN RA
APPROVED

Since 2011-02-18

Branch Locations

6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Memphis	TN	02/2011	03/2017
Stephens Inc.	Memphis	TN	03/2017	Present

02/2011 → 03/2017

Stephens Inc

Memphis, TN
03/2017 → Present

Stephens Inc.

Memphis, TN

Previous Registrations

2009-06-01 → 2011-03-11

Morgan Stanley

Memphis, TN
2008-10-27 → 2009-06-01

Citigroup Global Markets Inc.

Memphis, TN

Other Businesses

WBJ REAL ESTATE LLC - 1997 QUAIL CREEK COVE, MEMPHIS, TN 38119 - INVESTMENT RELATED - 50% OWNER - PASSIVE INVESTMENT IN REAL ESTATE - MARCH 2016 - 0 HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-20

S66 Uniform Combined State Law Examination

2008-10-20

View on SEC IAPD

Current Employers

Stephens

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews