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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-24 |
| CA | RA | APPROVED | 2022-04-15 |
Branch Locations
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
2831 Saviers Rd, Oxnard, CA 93033 • United States
1700 E Gonzales Rd, Oxnard, CA 93036 • United States
460 E Esplanade Dr, Oxnard, CA 93036 • United States
576 W Main St, Santa Paula, CA 93060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Port Hueneme | CA | 11/2007 | 05/2019 |
| Wells Fargo Clearing Services Llc | Port Hueneme | CA | 11/2017 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oxnard | CA | 05/2019 | 04/2022 |
| Bank Of America, N.A. | Oxnard | CA | 06/2019 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-24 |
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