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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-15
  • FL RA
    APPROVED
    Since 2023-08-15

Branch Locations

1801 Hermitage Blvd, Suite 170, Tallahassee, FL 32308 • United States

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-05
GA RA APPROVED 2018-12-05
  • FL RA
    APPROVED
    Since 2018-12-05
  • GA RA
    APPROVED
    Since 2018-12-05

Branch Locations

1801 Hermitage Blvd. Suite 170, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen, Mooney & Barnes Investment Advisors Thomasville GA 06/2008 10/2016
Barnes Capital Group Tallahassee FL 10/2014 Present
Lpl Financial Llc Tallahassee FL 10/2016 Present
Independent Financial Partners Tampa FL 10/2016 11/2018
Independent Advisor Alliance, Llc Tallahassee FL 11/2018 Present
Previous Registrations
Other Businesses

(1) 10/04/2016: Barnes Benefit Consultants LLC - Non-Variable Insurance - Investment Related - 318 N Calhoun St - Start 10/01/2016 - 30 Hr/Mo; 20% Time Spent - US employee benefit. Insurance Types: health, life, DI, LTC (2) 10/04/2016: Barnes Capital Group - DBA for LPL Business (entity for LPL business) - Investment Related - 318 N Calhoun St, Tallahassee, FL 32301 - Start 10/01/2016 - 180 Hr/Mo; 7 Hour(s) During Securities Trading; 60% Time Spent (3) 10/5/2016 - Barnes Capital Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/1/2016 - 180 Hours Per Month/7 Hours During Securities Trading - Time Spent 60%. (4) 6/14/2018 - No Business Name - Not Investment Related - in Suwannee County, FL off of County Road 137 - Other-Family Business - Start Date:04/08/2016 - 0 Hours Per Month/0 Hours During Trading. (5) 11/28/2018 - Independent Advisor Alliance - DBA: (Hybrid) Barnes Capital Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/27/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 11/28/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/27/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 12/20/2018 - Independent Advisor Alliance - DBA: (Hybrid) Barnes Benefits Consultants - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/27/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (8) 10/15/2024 - Hatch Wealth Consulting LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 8/26/2024 - 1 hr a month/ 0 hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-23
  • S66 Uniform Combined State Law Examination
    2008-09-23
Designations
Other Names
  • C Eddie Hatch
  • Charles Edwin Hatch

View on SEC IAPD

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