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James Francis Dubnansky

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-03
LA RA APPROVED 2013-11-29
  • TX RA
    APPROVED
    Since 2014-02-03
  • LA RA
    APPROVED
    Since 2013-11-29

Branch Locations

17431 Jefferson Hwy, Ste B, Baton Rouge, LA 70817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Baton Rouge LA 11/2013 Present
  • 11/2013 → Present
    Lpl Financial
    Baton Rouge, LA
Previous Registrations
  • 2012-03-26 → 2013-12-03
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. 11/29/2013 - TRICOAST WEALTH MANAGEMENT/ DBA ONLY/ 100%/ BATON ROUGE, LA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-24
S63 Uniform Securities Agent State Law Examination 2012-02-10
  • S65 Uniform Investment Adviser Law Examination
    2012-03-24
  • S63 Uniform Securities Agent State Law Examination
    2012-02-10
Other Names
  • James F. Dubnansky

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
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