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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-23
MN RA APPROVED 2014-10-13
  • TX RA
    APPROVED_RES
    Since 2020-07-23
  • MN RA
    APPROVED
    Since 2014-10-13

Branch Locations

329 N Main St Ste 201, Austin, MN 55912-3478 • United States

Austin, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin MN 10/2014 03/2020
Ameriprise Financial Services, Llc Austin MN 03/2020 Present
Previous Registrations
  • 2008-11-25 → 2014-08-04
    Investment Centers Of America, Inc.
    Waseca, MN
Other Businesses

Other Business Activities; Spruce up Austin; park volunteer work; 500 4th Ave NE, , Austin, MN, 55912; Not Investment-Related; 11/28/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-06
  • S66 Uniform Combined State Law Examination
    2008-11-06

View on SEC IAPD

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