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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Great Plains Financial Partners | Minneapolis | MN | 10/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: AUSTIN COUNTRY CLUB, INVESTMENT RELATED: NO, NATURE OF BUSINESS: FOOD SERVICE, POSITION/TITLE/RELATIONSHIP: COOK, START DATE: 06-01-2012, APPROX. NUMBER OF HOURS PER MONTH: 20-40, BRIEF DESCRIPTION OF DUTIES: COOK; 3. CEDAR RIVER COUNTRY CLUB, NOT INVESTMENT RELATED, 14927 ST. HWY. 56, ADAMS, MN 55909, GOLF COURSE COMMITTEE, START 02/01/2015, <1HR/WK (NON-TRADING HOURS), BOARD OF DIRECTORS; 4. NAME OF OTHER BUSINESS: GREAT PLAINS FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE:10/2019 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-06-14 |
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