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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1426 1St Ave Sw Suite 1, Austin, MN 55912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Great Plains Financial Partners Minneapolis MN 10/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2019 → Present
    Great Plains Financial Partners
    Minneapolis, MN
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: AUSTIN COUNTRY CLUB, INVESTMENT RELATED: NO, NATURE OF BUSINESS: FOOD SERVICE, POSITION/TITLE/RELATIONSHIP: COOK, START DATE: 06-01-2012, APPROX. NUMBER OF HOURS PER MONTH: 20-40, BRIEF DESCRIPTION OF DUTIES: COOK; 3. CEDAR RIVER COUNTRY CLUB, NOT INVESTMENT RELATED, 14927 ST. HWY. 56, ADAMS, MN 55909, GOLF COURSE COMMITTEE, START 02/01/2015, <1HR/WK (NON-TRADING HOURS), BOARD OF DIRECTORS; 4. NAME OF OTHER BUSINESS: GREAT PLAINS FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE:10/2019 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-14
  • S63 Uniform Securities Agent State Law Examination
    2006-06-14

View on SEC IAPD

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