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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-12
MN RA APPROVED 2019-06-17
  • TX RA
    APPROVED
    Since 2022-05-12
  • MN RA
    APPROVED
    Since 2019-06-17

Branch Locations

101 8Th St Nw Ste #102, Austin, MN 55912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laurel Wealth Planning, Llc Edina MN 05/2013 08/2018
Raymond James Financial Services, Inc. Eden Prairie MN 12/2018 06/2019
Unemployed Edina MN 09/2018 12/2018
Raymond James Financial Services, Inc. Eden Prairie MN 06/2019 Present
Raymond James Financial Services Advisors, Inc. Eden Prairie MN 06/2019 Present
  • 05/2013 → 08/2018
    Laurel Wealth Planning, Llc
    Edina, MN
  • 12/2018 → 06/2019
    Raymond James Financial Services, Inc.
    Eden Prairie, MN
  • 09/2018 → 12/2018
    Unemployed
    Edina, MN
  • 06/2019 → Present
    Raymond James Financial Services, Inc.
    Eden Prairie, MN
  • 06/2019 → Present
    Eden Prairie, MN
Previous Registrations
Other Businesses

(1) Name of Business: Integrity Wealth Address: 11985 Technology Dr Ste 100, Eden Prairie, MN, 55344, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/10/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-06-14
S66 Uniform Combined State Law Examination 2007-11-27
  • S63 Uniform Securities Agent State Law Examination
    2019-06-14
  • S66 Uniform Combined State Law Examination
    2007-11-27
Designations
Other Names
  • Joe B Downes

View on SEC IAPD

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