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Current Employers
Wasatch Advisors Lp

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2012-07-06
  • UT RA
    APPROVED
    Since 2012-07-06

Branch Locations

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasatch Advisors, Inc. Salt Lake City UT 06/2012 04/2021
Alps Distributors, Inc. Denver CO 07/2012 Present
Wasatch Advisors, Lp. Salt Lake City UT 04/2021 12/2024
Wasatch Advisors, Lp. Salt Lake City UT 12/2024 Present
  • 06/2012 → 04/2021
    Wasatch Advisors, Inc.
    Salt Lake City, UT
  • 07/2012 → Present
    Alps Distributors, Inc.
    Denver, CO
  • 04/2021 → 12/2024
    Salt Lake City, UT
  • 12/2024 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

WASATCH ADVISORS LP, INVESTMENT RELATED, 505 WAKARA WAY 3RD FLOOR SALT LAKE CITY UT 84108, INVESTMENT MANAGEMENT, HEAD OF GLOBAL CLIENT AND DISTRBUTION, 160 HRS/MON, 130 HRS/MON DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-23
S63 Uniform Securities Agent State Law Examination 2008-11-24
  • S65 Uniform Investment Adviser Law Examination
    2009-02-23
  • S63 Uniform Securities Agent State Law Examination
    2008-11-24
Other Names
  • Dustin Mccarty

View on SEC IAPD

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