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Eric M Penna

Ameriprise Financial Services, LLC

Bedminster, NJ

New York, NY

East Brunswick, NJ

CRD 5579662

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED 2013-09-26
NJ RA APPROVED 2012-05-07
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2013-09-26
  • NJ RA
    APPROVED
    Since 2012-05-07

Branch Locations

1420 Us Highway 206 Ste 130, Bedminster, NJ 07921-2642 • United States

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

East Brunswick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 11/2011 03/2020
Ameriprise Financial Services, Llc New York NY 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-04
  • S66 Uniform Combined State Law Examination
    2012-05-04
Other Names
  • Eric Matthew Pfankuchen Penna

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
WISS PRIVATE CLIENT ADVISORS, LLC

Nearby Investors

CAMILLO ALFONSO MATTEUCCI
ARMANDO GENARO DIRIENZO
BRADLEY JOHN EICH

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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