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Daniel Conti

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-02
  • TX RA
    APPROVED
    Since 2020-03-02

Branch Locations

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Irving TX 06/2011 08/2018
Wells Fargo Clearing Services, Llc Irving TX 08/2011 08/2018
Usaa Financial Advisors, Inc Addison TX 08/2018 12/2019
Usaa Investment Management Company Addison TX 08/2018 12/2019
Randstad Addison TX 08/2018 12/2019
Jpmorgan Chase Bank, N.A. Plano TX 01/2020 Present
J.P. Morgan Securities Llc Plano TX 01/2020 Present
  • 06/2011 → 08/2018
    Wells Fargo Advisors
    Irving, TX
  • 08/2011 → 08/2018
    Wells Fargo Clearing Services, Llc
    Irving, TX
  • 08/2018 → 12/2019
    Usaa Financial Advisors, Inc
    Addison, TX
  • 08/2018 → 12/2019
    Usaa Investment Management Company
    Addison, TX
  • 08/2018 → 12/2019
    Randstad
    Addison, TX
  • 01/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 01/2020 → Present
    J.P. Morgan Securities Llc
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-28
S63 Uniform Securities Agent State Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2012-03-28
  • S63 Uniform Securities Agent State Law Examination
    2008-09-25
Other Names
  • Daniel Nicholas Conti

View on SEC IAPD

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