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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| NJ | RA | APPROVED | 2012-02-03 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 11/2010 | Present |
1. JJJK VENTURES LLC-5 ALDERBROOK ROAD, BRONX,NY 10471-PARTNER & 1/3 BENEFICIAL OWNER 2 HOURS PER WEEK-FAMILY LLC FOR REAL ESTATE INVESTMENT 2. JOSHUA KAUFTHAL FAMILY 2016 TRUST - JOSHUA KAUFTHAL TRUSTEE - 5 ALDERBROOK ROAD, RIVERDALE, NY 10471. THIS IS A PERSONAL TRUST WHERE I AM OWNER & TRUSTEE FOR ESTATE PLANNING. 0 HR/WEEK 3. SIENNA STONE KAUFTHAL 2018 TRUST - 176 E 71ST STREET, APT 12B, NY, NY 10021. THIS IS MY DAUGHTERS TRUST WHERE I AM A TRUSTEE. SIENNA STONE KAUFTHAL IS 100% BENEFICIARY. 1 HR/WEEK 4. DIRECTOR OF CO-OP BOARD AT TOWNSEND HOUSE CORP-1 HOUR PER MONTH 5. DAUGHTERS TRUST 6.BK FAMILY FOUNDATION-VICE PRESIDENT. 15 WATERSEDGE CT. WEST HAMPTON BEACH, NY 11978. 1 HR/MONTH (NON DURING BUSINESS HRS). FAMILY FOUNDATION CREATED TO MAKE CHARITABLE DONATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-02 |
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