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Current Employers
Intercarolina Financial Services, Inc.

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-10-04
  • KY RA
    APPROVED
    Since 2010-10-04

Branch Locations

300 Maple St Suite 4, Murray, KY 42071 • United States

3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Services Greensboro NC 04/2010 Present
  • 04/2010 → Present
    Intercarolina Financial Services
    Greensboro, NC
Previous Registrations
  • 2007-12-17 → 2010-04-16
    Murray, KY
    Murray, KY
    Boston, MA
    Paducah, KY
  • 2006-01-25 → 2007-12-19
    Securities America Advisors, Inc.
    Murray, KY
    Mayfield, KY
Other Businesses

1. 12/17/2007- DBA, FIXED INSURANCE- 2% TIME SPENT- MURRAY, KY 2. 12/17/2007- HOST THE 1340 AM WNBS BREAKFAST SHOW- 1% TIME SPENT- MURRAY, KY 3. 2009- PRESENT RACER RENTALS LLC 34 HORNER RICE LN.MURRY KY. NON INVESTMENT RELATED OWNED WITH ROBERT THOMASON 0 TIME SPENT - 4. OWN COMMERCIAL PROPERTY AT 4238 US 68E. BENTON, KY 42025 NON INVESTMENT RELATED 0 TIME SPENT, COMMERCIAL LEASE.NON INVESTMENT RELATED SALES ASSOCIATE AMS HEALTH SCIENCES, VITAMIN SUPPLEMENTS 0 HOURS DURING REGULAR BUSINESS HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-17
  • S66 Uniform Combined State Law Examination
    2006-01-17
Other Names
  • Diana Sue Johnson
  • Diana Johnson Dassing

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