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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-03 |
| TX | RA | APPROVED | 2025-07-03 |
| KY | RA | APPROVED | 2024-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Princeton | KY | 10/2003 | 08/2019 |
| Encompass Wealth Management, Llc | Princeton | KY | 02/2010 | 08/2019 |
| Caldwell County Schools | Princeton | KY | 08/2014 | 12/2018 |
| First Southern National Bank | Princeton | KY | 08/2019 | 10/2023 |
| Robert W. Baird & Company, Incorporated | Murray | KY | 01/2024 | Present |
Name/Address: Self; Supplemental Insurance Sales Murry KY Start Date: 1/2/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Contractor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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