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Cindy Carson Bergman

Robert W. Baird & Co. Incorporated

Murray, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-03-27
  • KY RA
    APPROVED
    Since 2022-03-27

Branch Locations

1710 St Rte 121 N Suite G, Murray, KY 42071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Murray KY 02/2013 01/2022
Robert W Baird Murray KY 01/2022 Present
  • 02/2013 → 01/2022
    Raymond James & Associates, Inc.
    Murray, KY
  • 01/2022 → Present
    Robert W Baird
    Murray, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-25
S63 Uniform Securities Agent State Law Examination 2005-09-07
  • S65 Uniform Investment Adviser Law Examination
    2022-03-25
  • S63 Uniform Securities Agent State Law Examination
    2005-09-07
Other Names
  • Cindy A. Carson
  • Cindy A. Butterworth
  • Cindy A Bergman

View on SEC IAPD

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