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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-28 |
| KY | RA | APPROVED | 2022-01-25 |
| TX | RA | APPROVED | 2022-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Murray | KY | 02/2013 | 01/2022 |
| Robert W Baird & Company | Murray | KY | 01/2022 | Present |
(1) Woodmen Life Address: 330 CC Lowry Dr., Murray, KY Nature of the Business: Committee Member Position/Title: Officer - Treasurer Investment Related:No Start Date: 01/01/2000 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Maintain financial records of the fraternal society--KY Jurisdiction 2) Name of Business : Latimer Rental Address: 1207 Mimosa Lane,Murray, KY Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related:No Start Date: 04/15/2019 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: I own the properties, maintain them physically and financially and collect rent. Name/Address: Hazel Woman's Club 100 Barnett Street Hazel KY 42049 Start Date: 9/18/75 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-28 |
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