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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-28
KY RA APPROVED 2022-01-25
TX RA APPROVED 2022-01-25
  • FL RA
    APPROVED
    Since 2025-03-28
  • KY RA
    APPROVED
    Since 2022-01-25
  • TX RA
    APPROVED
    Since 2022-01-25

Branch Locations

1710 St Rte 121 N Suite G, Murray, KY 42071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Murray KY 02/2013 01/2022
Robert W Baird & Company Murray KY 01/2022 Present
Previous Registrations
  • 2013-02-13 → 2022-02-18
    Nashville, TN
    Murray, KY
  • 2004-07-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Murray, KY
    Nashville, TN
  • 2001-08-15 → 2004-08-06
    Union Planters Investment Advisors, Inc.
    Murray, KY
Other Businesses

(1) Woodmen Life Address: 330 CC Lowry Dr., Murray, KY Nature of the Business: Committee Member Position/Title: Officer - Treasurer Investment Related:No Start Date: 01/01/2000 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Maintain financial records of the fraternal society--KY Jurisdiction 2) Name of Business : Latimer Rental Address: 1207 Mimosa Lane,Murray, KY Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related:No Start Date: 04/15/2019 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: I own the properties, maintain them physically and financially and collect rent. Name/Address: Hazel Woman's Club 100 Barnett Street Hazel KY 42049 Start Date: 9/18/75 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-05
S63 Uniform Securities Agent State Law Examination 1994-09-28
  • S65 Uniform Investment Adviser Law Examination
    2001-07-05
  • S63 Uniform Securities Agent State Law Examination
    1994-09-28
Other Names
  • Pat Latimer

View on SEC IAPD

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