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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-03-01
  • SC RA
    APPROVED
    Since 2023-03-01

Branch Locations

1314 Lincoln Street Ste 303, Columbia, SC 29203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
King Nutrition Columbia SC 09/2011 Present
Lincoln Financial Securities Corporation Columbia SC 02/2016 03/2023
Kirkland & King Financial, Llc Columbia SC 07/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2023 Present
  • 09/2011 → Present
    King Nutrition
    Columbia, SC
  • 02/2016 → 03/2023
    Lincoln Financial Securities Corporation
    Columbia, SC
  • 07/2019 → Present
    Kirkland & King Financial, Llc
    Columbia, SC
  • 03/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2016-02-02 → 2023-03-08
    Osaic Fs, Inc.
    Columbia, SC
  • 2015-10-09 → 2016-02-01
    Capital Guardian Wealth Management, Llc
    Columbia, SC
    Columbia, SC
    Miami, FL
Other Businesses

1) KIRKLAND AND KING FINANCIAL, LLC / 1314 Lincoln Street, Suite 303, Columbia SC 29201 / 7/2019 / LIFE INSURANCE AGENT OFFERING INSURANCE THROUGH VARIOUS AGENCIES / INV REL / 175 HR/MO - 150 HR TRADING 2) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 3/2023 / IAR AFFILIATION / INV REL / 160 HR/MO - 120 HR TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-14
  • S66 Uniform Combined State Law Examination
    2015-09-14

View on SEC IAPD

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