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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi | New York | NY | 08/2012 | 03/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 03/2021 | Present |
Entity Name: Faherty Brand Investment related: N "Address: 305 Broadway Ste 1101 New Yorkâ??, NY, 10007-1148 United States www.fahertybrand.com" Nature of the other business: Apparel Position/Title/Relationship: Investor Start Date: 09/01/2012 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: Briefly describe your duties: Participated in the friends and family round of private company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-19 |
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