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Jonathan Kim Nakamoto

Tiaa-Cref Individual & Institutional Services, LLC

Honolulu, HI

Mililani, HI

CRD 5072512

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2016-05-18
  • HI RA
    APPROVED
    Since 2016-05-18

Branch Locations

500 Ala Moana Blvd. 4Th Floor, Honolulu, HI 96813 • United States

Mililani, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Honolulu HI 05/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Honolulu HI 05/2016 Present
Previous Registrations
  • 2014-11-04 → 2016-05-02
    Bancwest Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Kailua, HI
    Kaneohe, HI
    Kaneohe, HI
    Kailua, HI
    Kaneohe, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2008-01-18
  • S65 Uniform Investment Adviser Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2008-01-18
Other Names
  • Jonathan Nakamoto

View on SEC IAPD

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