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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-26 |
| NY | RA | APPROVED | 2021-08-11 |
Branch Locations
8660 Sheridan Drive, Williamsville, NY 14221 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | Amherst | NY | 08/2010 | 03/2017 |
| Massmutual Financial Group | Amherst | NY | 08/2010 | 03/2017 |
| Lpl Financial, Llc | Williamsville | NY | 03/2017 | Present |
| Global Retirement Partners, Llc | Williamsville | NY | 03/2017 | Present |
1. 03/10/2017 - PPS RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 90%/ WILLIAMSVILLE, NY. 2. 3/13/2017 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/1/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/13/2017 - PPS Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 3/10/2017 - Time Spent 90%. 4. 6/21/2017 - Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/05/2017 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-08-20 |
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