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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-17 |
| OH | RA | APPROVED | 2018-11-01 |
Branch Locations
8800 Lyra Drive Suite 220, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Henrico | VA | 08/2016 | 10/2018 |
| Edelman Financial Services, Llc | Fairfax | VA | 08/2016 | 11/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | Present |
(1)ADAM ROSLOVIC POSITION: AGENT; NATURE: INSURANCE AGENT - HEALTH, LIFE, ANCILLARY; INVESTMENT RELATED: YES; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 2010; ADDRESS: COLUMBUS, OH 43219 DESCRIPTION: SOLD LIFE AND HEALTH INSURANCE TO PRIOR CLIENTS AND RECEIVING RESIDUAL COMMISSIONS. (2) ESTATE OF EMIL ROSLOVIC POSITION: EXECUTOR OF ESTATE NATURE: EXECUTOR OF UNCLE'S ESTATE. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: COLUMBUS, OH 43219, United States DESCRIPTION: CARRYOUT WISHES OUTLINED IN WILL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-27 |
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