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Thomas A Shadden

Morgan Stanley

Long Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-21
CA RA APPROVED 2021-12-04
  • TX RA
    APPROVED
    Since 2022-11-21
  • CA RA
    APPROVED
    Since 2021-12-04

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Long Beach CA 08/2015 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 Present
Nomura Asset Management Tokyo 05/2019 06/2020
  • 08/2015 → Present
    Morgan Stanley Smith Barney Llc
    Long Beach, CA
  • 04/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2019 → 06/2020
    Nomura Asset Management
    Tokyo
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2021-12-03
Other Names
  • Thomas Allen Shadden

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
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