Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-17 |
| NY | RA | APPROVED | 2023-10-16 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
451 Lake Avenue, Saratoga Springs, NY 12866 • United States
Wilton, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret Grant & Co., Inc. | Saratoga Springs | NY | 07/2013 | 10/2023 |
| Lpl Financial Llc | Saratoga Springs | NY | 10/2023 | Present |
1) 10/2023 - HIGH PEAKS ASSET MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 10/2023 - Joseph Dimaggio - Real Estate Rental - Inv. Related - North Creek, NY 12853 - Owner - Start Date 3/17/2020 - 3hrs/month - 1% time spent 3) 09/13/2024 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/19/2023 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-11 |
Reach out to this advisor