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Johnson Asase Jr

Guggenheim Investments

New York, NY

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-08
  • NY RA
    APPROVED
    Since 2026-04-08

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2015 05/2017
New York Life New York NY 10/2017 07/2025
Unemployed Bronx NY 05/2017 10/2017
Guggenheim Funds Distributors, Llc Chicago IL 03/2026 Present
Guggenheim Investments, Llc New York NY 03/2026 Present
Unemployed New York NY 07/2025 03/2026
  • 07/2015 → 05/2017
    Morgan Stanley
    New York, NY
  • 10/2017 → 07/2025
    New York Life
    New York, NY
  • 05/2017 → 10/2017
    Unemployed
    Bronx, NY
  • 03/2026 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 03/2026 → Present
    Guggenheim Investments, Llc
    New York, NY
  • 07/2025 → 03/2026
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-18
  • S66 Uniform Combined State Law Examination
    2013-06-18
Other Names
  • Johnson Asase

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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