Adam Michael Thornton

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Ubs Financial Services Inc.
  New York, NY

Other Businesses

1)NAME: A S & S REALITY INV REL: Y ADD: 825 OLD COUNTRY ROAD, WESTBURY NY 11590 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 1/1/2013 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NO MARKETING AS THE COMPANY IS NOT CURRENTLY CONDUCTING ANY OUTSIDE BUSINESS OTHER THAN MANAGING THE EXISTING PROPERTY. THIS IS A REAL ESTATE COMPANY THAT I AM A PART OWNER OF THROUGH MY FAMILY. I SPEND NO TIME WORKING FOR THIS COMPANY AND DO NOTHING MORE THAN RECEIVE DIVIDENDS. THE REAL ESTATE COMPANY MANAGES EXISTING PROPERTIES ONLY..2)NAME: EXECUTIVE BUSINESS MEDIA INV REL: N ADD: 825 OLD COUNTRY ROAD, WESTBURY NY 11590 NATURE: OTHER POSITION: OWNERSHIP START DATE: 1/1/2013 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PART OWNER OF A PUBLISHING BUSINESS THROUGH MY FAMILY. I HAVE NO RESPONSIBILITY AND NO SAY IN THE MANAGEMENT OR OPERATIONS OF THE BUSINESS WHATSOEVER (THIS IS WRITTEN INTO THE CONTRACTS). I AM NOT INVOLVED IN THE BUSINESS AT ALL AND AM MERELY A SILENT OWNER. I PROVIDE NO SERVICES ON BEHALF OF THIS COMPANY

Exams

• S66 Uniform Combined State Law Examination
  2008-10-09

Other Names

• Adam M Thornton
• Adam Thornton
• Adam Thornton