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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-08
  • TX RA
    APPROVED
    Since 2013-05-08

Branch Locations

4504 Legacy Dr Ste 200, Plano, TX 75024 • United States

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 04/2013 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 11101 Frisco Street , Building 2 Unit 9 & 10, Frisco, TX, 75034; Not Investment-Related; 03/10/2025. Business Ownership; Hollingsworth LLC; Managing the operations of the operating expenditures of the business; Operating LLC for the expenditures of my financial planning business; 4504 Legacy Drive Suite 200Plano, TX 75024, ,; Not Investment-Related; 12/04/2018; 1 to 9 hours per month; 0 during trading hours / Hollingsworth Interest LLC; Tax reporting and oversight of company's expenses; Auto collection; 4450 Desert Willow Drive, , Prosper, TX, 75078; Not Investment-Related; 03/02/2023; 1 to 9 hours per month; 0 during trading hours / LANDO INTERESTS LLC; Owner; Real Estate; 4450 DESERT WILLOW DR PROSPER TX 75078, , Prosper, TX, 75078; Not Investment-Related; 02/20/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hollingsworth Eye Care PA; Monitor Staffing; Optometry Office; 11220 Dallas ParkwayFrisco, TX 75033, ,; Not Investment-Related; 12/01/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-24
  • S66 Uniform Combined State Law Examination
    2009-11-24
Other Names
  • Brady Hollingsworth

View on SEC IAPD

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