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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-06-29 |
| NJ | RA | APPROVED | 2009-01-15 |
| CA | RA | APPROVED | 2008-10-20 |
Branch Locations
600 West Broadway Suite 2100, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 07/2008 | Present |
1. Our Lady of The Rosary Catholic Church, Spread the Catholic Faith, Advisor or advisory group member if advice given may influence an officer/boardThey asked me to be on the Finance Committee in which I would help with the budget, assist in making financial decisions (where to spend money etc.) and help shape the direction of the church, start date-1/1/2020, San Diego CAUnited States-92101. 2. Bryan and Haylee Thompson, Rental Property, Proprietor / owner, renting this property, start date-11/1/2022, San DiegoCA United States-92101.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-16 |
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